• Client Relationship Summary

Client Relationship Summary

 

8/26/19
Peregrine Asset Advisers
SEC Registered CRD 115738

PDF Download Here – Client Relationship Summary

Introduction

Peregrine Asset Advisers (PAA) is a fee-only Investment Adviser. In the investment business, there is a difference between brokerage fees and fees for advisory services. We receive only a management fee from our clients that are dependent on the amount of money we manage. We do not receive brokerage fees or commissions.

 

Relationship and Services

“What investment services and advice can you provide to me?”

We provide continuous and ongoing discretionary investment management so that our clients’ money can grow. This includes account monitoring and financial planning. At our discretion, we use listed stocks, fixed income investments, mutual funds, and exchange-traded funds. We do not receive compensation from outside parties based on the securities used. Our account minimum is $100,000 but is subject to exceptions.

 

Fees, Costs, Conflicts of Interest, and Standards of Conduct

“What fees will I pay?”

It is important that you understand that you will pay fees whether you make money or lose money on your investments. These fees will reduce the amount of money you make over time. Please make sure you understand the fees you are paying.

Even though you pay fees, we always place the best interest of our clients ahead of our own and we will act in such a manner.

Clients pay us a quarterly management fee that is based on the amount of assets that we manage. This fee is charged in arrears, which is after the management work has been performed. We do not have an alternate way in which any of our financial professionals are compensated. 2

You also pay commission fees for trading. We do not receive compensation for these charges by the brokerage firms. Our active investment strategy will often result in higher than normal trading commissions.

Our fee schedule is on our website at www.peregrineaa.com or on our SEC filing at www.adviserinfo.sec.gov/Firm/115738

 

Reportable Legal or Disciplinary History

“Do you or your financial professionals have a legal or disciplinary history?”

There is no legal or disciplinary history

www.adviserinfo.sec.gov/Firm/115738

 

Additional Information

 

Our Contact information is

Dan Botti
Peregrine Asset Advisers
9755 SW Barnes Road Suite 295
Portland, OR 97229
503-459-4651
dan@peregrineaa.com

Download the PDF Here: Client Relationship Summary

 
*Past Performance is no guarantee of future results. Investment management involves the possibility of losses. Significant general stock market moves up and down can influence the performance of client portfolios. Composite returns are based on client portfolios of over $100,000. Not all clients are included in the composites. All returns include the reinvestment of dividends. All returns are net of fees. Composite returns are derived from aggregated, time weighted returns for clients of Peregrine Asset Advisers. Individual client returns can deviate from the composite returns. While Peregrine uses the S&P 500 as a benchmark, Peregrine does not attempt to mimic the structure of this index. Individual client portfolios vary. The number of stock positions also varies per client.